국제중재에서 국제적 강행법규의 적용가능성
Applicability of Overriding Mandatory Rules in International Arbitration
0
조회
0
다운로드
13
인용
0
참고문헌
키워드
초록
Overriding Mandatory rules are laws that purport to apply irrespective of the law chosen by the parties to govern their contractual relations. This article examines their role and applicability in international arbitration. The overriding mandatory rules pose a complex and continuing problem for arbitrators because they put the interests of states and parties in direct competition. When a law says that arbitrators must apply it, yet the parties' contract excludes it, what should the arbitrators do? Where should their allegiance lie? The answer depends on the underlying nature of arbitration - and since that can be legitimately conceptualized in different ways, a principled approach to overriding mandatory rules seems to be impossible to provide. Nevertheless, a practical solution is required, because there were European cases in which courts voided valid arbitration agreements made, reasoning that arbitrators certainly would not apply and/or take into account its overriding mandatory rules of indemnity right granted to commercial agent and distributor in Europe. Therefore,this paper first examines status of overriding mandatory rules of another law in international litigation and then explores any possibility of application of overriding mandatory rules of another law in international commercial arbitration. With this analysis,the author reaches into a conclusion that the arbitrator should and/or take into account overriding mandatory rules of another law, yet should limit to them of the country where characteristic performance is made under the contract.
Abstract
Overriding Mandatory rules are laws that purport to apply irrespective of the law chosen by the parties to govern their contractual relations. This article examines their role and applicability in international arbitration. The overriding mandatory rules pose a complex and continuing problem for arbitrators because they put the interests of states and parties in direct competition. When a law says that arbitrators must apply it, yet the parties' contract excludes it, what should the arbitrators do? Where should their allegiance lie? The answer depends on the underlying nature of arbitration - and since that can be legitimately conceptualized in different ways, a principled approach to overriding mandatory rules seems to be impossible to provide. Nevertheless, a practical solution is required, because there were European cases in which courts voided valid arbitration agreements made, reasoning that arbitrators certainly would not apply and/or take into account its overriding mandatory rules of indemnity right granted to commercial agent and distributor in Europe. Therefore,this paper first examines status of overriding mandatory rules of another law in international litigation and then explores any possibility of application of overriding mandatory rules of another law in international commercial arbitration. With this analysis,the author reaches into a conclusion that the arbitrator should and/or take into account overriding mandatory rules of another law, yet should limit to them of the country where characteristic performance is made under the contract.
참고문헌 (30)
- 김인호, "국제계약에서 강행규정에 의한 당사자자치의 제한", 선진상사법률연구, (60), pp.110~145 (2012), 법무부
- 석광현, "국제사법 해설" (2013), 박영사
- 석광현, "국제사법과 국제소송 제4권" (2007), 박영사
- 석광현, "계약상 채권관계의 준거법에 관한 유럽공동체 협약(로마협약)", 국제사법연구, (3) (1998), 한국국제사법학회
- 손경한, "중재 자치와 중재의 준거법", 국제사법연구, (17), pp.411~449 (2011), 한국국제사법학회
- 안춘수, "국제사법상 절대적 강행규정의 처리 - 이론의 전개와 국제사법 제6조, 제7조의 의미 -", 법학논총, 23(2), pp.189~217 (2011), 법학연구소
- 장준혁, "國際的 强行法規 개념의 요소로서의 抵觸法的 强行性", 성균관법학, 19(2), pp.563~582 (2007), 법학연구소
- 정홍식, "국제대리상계약 상의 주요 법률쟁점 -ICC 모델 대리상계약서를 중심으로-", 상사법연구, 30(1), pp.207~240 (2011), 한국상사법학회
- 정홍식, "국제중재에서 판매점의 보상청구권", 국제거래법연구, 22(1), pp.319~342 (2013), 국제거래법학회
- Baade, Hans W., "The Operation of Foreign Public Law", Texas Int'l Law Journal, 30, pp.429~ (1995)
- Barraclough, Andrew, "Mandatory Rules of Law in International Commercial Arbitration", Melbourne Journal of Int'l Law, 6, pp.205~ (2005)
- Bermann, George A., "The Origin and Operation of Mandatory Rules" (2011), MANDATORY RULES IN INTERNATIONAL ARBITRATION
- Blackaby, "Nigel and Constantine Partasides with Alan Redfern and Martin Hunter, Redfern and Hunter on International Arbitration" (2009), Oxford Univ. Press
- Blessing, Marc, "Mandatory Rules of Law versus Party Autonomy in International Arbitration", Journal of International Arbitration, 14(4), pp.23~ (1997)
- Buxbaum, Hannah L., "Mandatory Rules in Civil Litigation : Status of the Doctrine Post-Globalization", AMERICAN REVIEW OF INTERNATIONAL ARBITRATION, 18, pp.21~ (2007)
- Erauw, John, "Observations about Mandatory Rules Imposed on Transatlantic Commercial Relationships", Houston Journal of International Law, 26, pp.263~ (2004)
- Fawcett, James, "INTELLECTUAL PROPERTY AND PRIVATE INTERNATIONAL LAW" (2011)
- Greenwalt, Alexander K. A., "Does International Arbitration Need a Mandatory Rules Methods?" (2011), MANDATORY RULES IN INTERNATIONAL ARBITRATION
- Kessedjian, Catherine, "Mandatory Rules of Law in International Arbitration : What Are Mandatory Rules?", American Review of International Arbitration, 18, pp.147~ (2007)
- Kleinheisterkamp, Jan, "The Impact of Internationally Mandatory Laws on the Enforceability of Arbitration Agreement", World Arbitration & Mediation Review, 3(2) (2009)
- Mayer, Pierr, "Mandatory Rules of Law in International Arbitration", Arb. Int'l, 2, pp.274~ (1986)
- Mistelis, Loukas A., "Mandatory Rules in International Arbitration: Too Much Too Early or Too Little Late?", American Review of International Arbitration, 18, pp.217~ (2007)
- Peterson, Courtland H., "Choice of Law and Forum Clauses and the Recognition of Foreign Country Judgments Revisited Through the Lloyd's of London Cases", Louisiana Law Review, 60, pp.1259~ (2000)
- Posner, Eric A, "Arbitration and the Harmonization of International Commercial Law: A Defense of Mitzubishi", Virginia Journal of International Law, 39, pp.647~ (1999)
- Rau, Alan Scott, "The Arbitrator and Mandatory Rules of Law" (2011), MANDATORY RULES IN INTERNATIONAL ARBITRATION
- Shore, Laurence, "Applying Mandatory Rules of Law in International Commercial Arbitration" (2011), MANDATORY RULES IN INTERNATIONAL ARBITRATION
- Sterio, Milena, "The Globalization Era and the Conflict of Laws: What Europe Could Learn from the United States and Vice Versa", Cardozo Journal of International & Comparative Law, 13, pp.161~ (2005)
- Vischer, Frank, "General Course on Private International Law", RECUEIL DES COURS, 232, pp.9~ (1992)
- Vose, Nathalie, "Mandatory Rules of Law as a Limitation on the Law Applicable in International Commercial Arbitration", AMERICAN REVIEW OF INT'L ARBITRATION, 7, pp.319~ (1996)
- "XVI YearBook of Commercial Arbitration", ICCA, ~
