中国保荐代表人制度的困境与完善路径
Study on China Sponsor System’s Problems and Recommendations
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In order to learn from the experiences of securities markets overseas,China applied the sponsor system to Main Board, aiming at achieving high quality of listed companies and protecting investors. At the same time China created “Double Charge” system in which the recommendation representatives should comply with business rules and industry standards, act in good faith and with due diligence, prudently verify the application documents and information disclosure materials of the issuer, and procure and guide the issuer to operate in a standardized manner. However, emerging problems have shown that this system in China is not as mature as expected. This paper aims to analyze those problems and make some recommendations
Abstract
In order to learn from the experiences of securities markets overseas,China applied the sponsor system to Main Board, aiming at achieving high quality of listed companies and protecting investors. At the same time China created “Double Charge” system in which the recommendation representatives should comply with business rules and industry standards, act in good faith and with due diligence, prudently verify the application documents and information disclosure materials of the issuer, and procure and guide the issuer to operate in a standardized manner. However, emerging problems have shown that this system in China is not as mature as expected. This paper aims to analyze those problems and make some recommendations
참고문헌 (13)
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