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Zero Derivation in English: Base-Identity and Constraint Indexation

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This paper argues that stress patterns that occur in zero derivation is best analyzed in Optimality Theory (Prince & Smolensky, 1993; McCarthy & Prince, 1995) in terms of faithfulness and lexically indexed markedness constraints. This approach is shown to capture distinctions between generality and exceptionality of stress patterns in zero derivation. Based on a variety of evidence, I argue that zero-derived forms should be faithful to their base, and that exceptions to the patterns are confined only to a restricted set of words. Assuming that a single constraint can be multiply instantiated in a constraint hierarchy, and each instantiation may be indexed to apply to a particular set of lexical items (cf. Fukuzawa, 1999; Ito & Mester, 1999, 2001; Kraska-Szelenk, 1997, 1999; Pater, 2000), I specifically claim that the lexically indexed markedness constraint WORD STRESSL outranks the faithfulness constraint Base-Identity, which in turn ranks above the general markedness constraint WORD STRESS. It is shown that with the constraint ranking, all the stress patterns that occur in zero derivation can be accounted for straightforwardly. In so doing, I also show that under the analysis adopted in this paper, the prediction that new zero-derived forms always retain the stress pattern of the base is borne out from the high ranking of the faithfulness constraint Base-Identity.

Abstract

This paper argues that stress patterns that occur in zero derivation is best analyzed in Optimality Theory (Prince & Smolensky, 1993; McCarthy & Prince, 1995) in terms of faithfulness and lexically indexed markedness constraints. This approach is shown to capture distinctions between generality and exceptionality of stress patterns in zero derivation. Based on a variety of evidence, I argue that zero-derived forms should be faithful to their base, and that exceptions to the patterns are confined only to a restricted set of words. Assuming that a single constraint can be multiply instantiated in a constraint hierarchy, and each instantiation may be indexed to apply to a particular set of lexical items (cf. Fukuzawa, 1999; Ito & Mester, 1999, 2001; Kraska-Szelenk, 1997, 1999; Pater, 2000), I specifically claim that the lexically indexed markedness constraint WORD STRESSL outranks the faithfulness constraint Base-Identity, which in turn ranks above the general markedness constraint WORD STRESS. It is shown that with the constraint ranking, all the stress patterns that occur in zero derivation can be accounted for straightforwardly. In so doing, I also show that under the analysis adopted in this paper, the prediction that new zero-derived forms always retain the stress pattern of the base is borne out from the high ranking of the faithfulness constraint Base-Identity.

참고문헌 (24)

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  3. Chomsky, N, "The Sound Pattern of English" (1968)
  4. Clark, E. V, "When noun surfaces as verbs" (1979)
  5. Fukuzawa, H, "Theoretical implications of OCP effects on features in Optimality Theory" (1999), University of Maryland, College Park
  6. Hayes, B, "Extrametricality and English stress" (1982)
  7. Ito, J. & Mester, A, "The phonological lexicon", pp.62~100 (1999), Oxford: Blackwell
  8. Ito, J, "Covert generalizations in Optimality Theory: the role of stratal faithfulness constraints", 7, pp.273~299 (2001)
  9. Kang, S-K, "Zero derivation and level-ordered morphology", 17, pp.77~92 (1996)
  10. Katamba, F, "Morphology" (1993)
  11. Kenstowicz, M, "Base-identity and uniform exponence: Alternatives to Cyclicity" (1995), Kenstowicz, M
  12. Kiparsky, P, "Lexical morphology and phonology" (1982)
  13. Kraska-Szelenk, I, "Exceptions in phonological theory" (1997), Oxford: Pergamon
  14. Kraska-Szelenk, I, "Syllable structure constraints in exceptions", pp.113~ (1999), The Hague: Thesus
  15. Lyons, J, "Semantics" (1977)
  16. Marchand, H, "The Categories and Types of Present-Day English Word-Formation" (1969)
  17. McCarthy, J. & Prince, A, "Faithfulness and reduplicative identity", pp.249~384 (1995), Amherst, MA
  18. Myers, S, "Zero-derivation and inflection. MIT Working Papers in Linguistics 7: Papers from the January 1984 MIT Workshop in Morphology" (1984)
  19. Pater, J, "On the nonuniformity of weight-to-stress and stress preservation effects in English" (1995)
  20. Pater, J, "Nonuniformity in English stress: the role of ranked and lexically specific constraints", 17, pp.237~274 (2000)
  21. Prince, A, "Optimality theory: constraint interaction in generative grammar" (1993)
  22. Quirk, R, "A Concise Grammar of Contemporary English" (1973)
  23. Rardin, R. B, "Studies in derivational morphology" (1975)
  24. Sanders, G, "Zero derivation and the overt analogue criterion" (1988)

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