未经审批之合资企业股权转让合同效力研究
Study on the Effectiveness of the Unauthorized Stock Transfer Contract of Joint-venture
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참고문헌
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초록
关于未经审批之合资企业股权转让合同的效力，存有“合同有效说”、“合同无效说” 和“未生效合同说”三种不同理解。基于合同效力与合同履行相分离的技术路线，国家管制合资企业股权变动应从否定转让合同的效力转向控制股权的实际变动，也即未经审批的合资企业股权转让合同亦为有效合同。这一理解亦见容于现行法。在政策选择上，应当采用行政审批与合资股权转让合同效力无涉的立法政策；在技术构成上，可以利用违约责任的承担与免除机制调整当事各方的利益关系。
Abstract
As for the effectiveness of the joint venture stock transfer contract, there are three major different understandings, namely valid, invalid, and not-yet-effective. Considering the technique approach of separating contract effectiveness and performance, the adjustment of the national control over the stock transfer of joint ventures should shift from negating the effectiveness to rendering control on the substantial changes, which means to legally admit those unauthorized stock transfer contracts of joint venture enterprises, and this has been empirically proved as well. Accordingly, the influence of administrative authorization on contract effectiveness should be eliminated in legislation policy making, and the bearing and exemption mechanism of liabilities for breach of contract can be employed to adjust the interest relationship among relative parties.
참고문헌 (17)
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