漢代廷尉職能新考
The New Textual Research on Functions of the Commandant of Justice(Ting wei) during the Han Period
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古代中國, 法律作為規範社會秩序ㆍ調整社會關係的手段, 與行政權力密不可分. 早期帝制中國的政府官員具有綜合性管理職能, 行政ㆍ立法ㆍ司法, 合三為一. 廷尉是秦漢九卿之一, 是秦漢時期的最高司法官員, 是春秋以來司法刑官專職化趨勢在秦漢時期的定型形態. 對這一職官的起源ㆍ職掌ㆍ選任ㆍ機構屬員等問題做一系統的探討, 在一定程度上能夠深化對秦漢帝國的國家司法權力體系及其運行邏輯的認識和理解. 以往的研究, 如『漢書ㆍ百官公卿表』ㆍ『續漢書ㆍ百官志』ㆍ『通典』等皆有對廷尉的簡單記載和零星考證, 20世紀以來, 學界對秦漢廷尉的研究主要集中於廷尉治理疑獄和詔獄等問題, 如劉令輿ㆍ徐世虹ㆍ沈剛ㆍ何四維(A.F.P.Hulsewé), 做出了很多貢獻. 本文在前賢研究的基礎上, 進一步考證廷尉的政治ㆍ立法職能, 提出自己的學術思考. 本文認為廷尉仍具有其他政治職能, 廷尉參與朝廷“議論”, 主要涉及相關法律之事, 可分為論議刑獄案件ㆍ論議國家法律制度ㆍ彈劾官員等三類. 隨著廷尉權勢的消長, 廷尉有時亦參與國家之重大政事的論議, 並時常有所發覆, 對國家政局產生重大影響. 秦廷尉李斯, 參與秦朝皇帝尊號ㆍ郡縣制度的確立, 對秦朝的政治制度制定產生重要決策影響. 西漢李光參與論議廢除昌邑王劉賀事, 陳忠參與論議漢元帝廢郡國廟事, 東漢陳球論議竇太后陪葬等級事, 張皓論議漢安帝廢皇太子事, 皆表現出廷尉參與國家政事之職能, 亦對重大政局的走向, 產生了重要的作用. 廷尉亦負責秦漢帝國的法律制定與修訂事宜, 隨著廷尉審理疑獄的“判例化”趨勢, 廷尉在後期制定ㆍ修改法律條文的過程中, 亦制定ㆍ編撰相關審理疑獄之“決事比”的法律內容. 同時廷尉職掌“尺度分寸”, 管理國家度量衡中的“長度”事宜. 동시에 정위는 국가의 도량형 척도 관련 업무도 관장하였다.
Abstract
In ancient China, law which as a means of regulating social order and adjusting social relations, was inseparable from administrative power. In Early Imperial China, government officials had comprehensive management functions, including administration, legislation and judicature. Ting Wei is one of the Jiu Qing(九卿) in Qin and Han Dynasty, the highest judicial officer in Qin and Han Dynasty, and the stereotype of the trend of full-time judicial and criminal officers in Qin and Han Dynasty since the Spring and Autumn Period. A systematic discussion of the origin, position, appointment and membership of this official can, to a certain extent, deepen the understanding and understanding of the state judicial power system and its operation logic of the Qin and Han Empire. Previous studies, such as 『漢書ㆍ百官公卿表』ㆍ 『漢書ㆍ百官志』 and 『通典』, all have simple records and sporadic textual research on Ting Wei. Since the 20th century, academic research on Ting Wei in Qin and Han Dynasties has mainly focused on such issues as Liu Lingyu, Xu Shihong, Shen Gang and Hulsewé, which have made a lot of contributions. Based on the research of the predecessors, this paper further studies the political and legislative functions of Tingwei and puts forward academic thinking. This paper holds that Ting Wei still has other political functions. His participation in the court's "discussion" mainly involves related legal matters, which can be divided into three categories: discussion of prison cases, discussion of the national legal system and impeachment of officials. With the growth and decline of Tingwei's power, Tingwei sometimes participated in the discussion of important political affairs of the country, and often recurred, which had a significant impact on the political situation of the country. Lisi, a lieutenant of the Qin Dynasty, participated in the establishment of the emperor's honorary title and county system in the Qin Dynasty, which had an important decision-making influence on the formulation of the political system in the Qin Dynasty. Li Guang in the Western Han Dynasty participated in the discussion on the abolition of Liu He Shi, Emperor Chen Zhong participated in the discussion on the abolition of the county temple, Empress Dou's funeral rank, Empress Dou's funeral rank, and Emperor Zhang Hao's discussion on the abolition of Emperor Han'an's Prince. All of these showed the function of the court lieuter participating in the state affairs, and also played an important role in the direction of the major political situation. Tingwei was also responsible for the formulation and revision of laws in the Qin and Han Empires. With the trend of "precedentialization" in the trial of dubious prisons by Tingwei, in the process of formulating and amending legal provisions, Tingwei also formulated and compiled the legal content of "decision ratio" in the trial of dubious prisons. At the same time, the Ting Lieutenant was in charge of "scale and measure" and managed the "length" of the national weights and measures.
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