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Research on Functional Analysis Methodology to Strengthen CBP Concept in ROK’s Defense Planning System

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To execute the defense budget efficiently, the ROK military has emphasized effectiveness and efficiency in selecting defense capability improvement needs and promoting projects. Accordingly, the “Defense Acquisition Program Act” is continuously being revised. In addition, the ROK JCS (Joint Chiefs of Staff) is working to benchmark the development trends of advanced countries’ defense planning systems and apply the concept of “CBP (Capability-Based Planning)” to strengthen the JCS of ROK authority to make necessary decisions. However, these efforts have mainly focused on formal systems and procedures. The focus must shift to implementing concrete measures and detailed methodologies to implement formal systems and procedures. In this study, we proposed a plan to more actively accept the concept of CBP in the ROK military’s defense planning system, which currently has a strategic planning-requirements planning structure, and improve it to a structure of strategic planning-capability planning-requirements planning. In other words, by converting the perspective of defense planning limited to individual weapon systems to a capability unit, a high-level strategic concept encompassing the military’s overall operational area was reflected in individual weapon system requirements. This concept is meaningful because it groups capabilities into functional units in the ROK military’s defense planning method, which has bottomup characteristics and broadens the horizon to strengthen necessary and insufficient capabilities from the perspective of operational capabilities. Additionally, this concept helps evaluate capabilities against threats that are difficult to define as a specific unit weapon system, such as cyber threats, which have recently emerged as a new threat. Accordingly, this paper presents the concept of “capability planning” under CBP. It presents the concept and analysis method of “functional analysis,” which classifies force by function to evaluate capability.

Abstract

To execute the defense budget efficiently, the ROK military has emphasized effectiveness and efficiency in selecting defense capability improvement needs and promoting projects. Accordingly, the “Defense Acquisition Program Act” is continuously being revised. In addition, the ROK JCS (Joint Chiefs of Staff) is working to benchmark the development trends of advanced countries’ defense planning systems and apply the concept of “CBP (Capability-Based Planning)” to strengthen the JCS of ROK authority to make necessary decisions. However, these efforts have mainly focused on formal systems and procedures. The focus must shift to implementing concrete measures and detailed methodologies to implement formal systems and procedures. In this study, we proposed a plan to more actively accept the concept of CBP in the ROK military’s defense planning system, which currently has a strategic planning-requirements planning structure, and improve it to a structure of strategic planning-capability planning-requirements planning. In other words, by converting the perspective of defense planning limited to individual weapon systems to a capability unit, a high-level strategic concept encompassing the military’s overall operational area was reflected in individual weapon system requirements. This concept is meaningful because it groups capabilities into functional units in the ROK military’s defense planning method, which has bottomup characteristics and broadens the horizon to strengthen necessary and insufficient capabilities from the perspective of operational capabilities. Additionally, this concept helps evaluate capabilities against threats that are difficult to define as a specific unit weapon system, such as cyber threats, which have recently emerged as a new threat. Accordingly, this paper presents the concept of “capability planning” under CBP. It presents the concept and analysis method of “functional analysis,” which classifies force by function to evaluate capability.

참고문헌 (18)

  1. Ministry of National Defense, "2022 Defense White Paper" (2022)
  2. Jongha Kim, "A Plan for the ROK Armed Forces’ Rational Requirements Planning: Focusing on the Comparison of Threat-Based Planning and Capabilities-Based Planning", The Quarterly Journal of Defense Policy Studies, 24(2), pp.169~192 (2008)
  3. Ministry of National Defense, "National Defense Force Development Directive", ~ (2022)
  4. Jin-Gi Hong, "Capability-Based Evaluation Method Applicable to the Korean Military Requirements Planning System", Defense Weekly, ~ (2012)
  5. "Defense Governance and Management: Improving the Defense Management Capabilities of Foreign Defense Institutions—A Guide to Capability-Based Planning (CBP)" (2019)[URL]
  6. Defense Reform and Defense Resource Re-allocation in Korea, "Ji Hong Kim", Korea Development Institute, ~ (2012)
  7. Joint Systems and Analysis Group, "Guide to Capability-Based Planning", The Technical Cooperation Program, ~ (2010)
  8. Analytic Architecture for Capabilities-Based Planning, Mission-System Analysis, and Transformation, "Paul K. Davis", RAND Corporation, 11~, pp.MR-1513-OSD (2002)
  9. Development Plan for Basic Verification Performance System, "Jaewook Lee", Korea Institute for Defense Analyses, ~ (2014)
  10. Force Structure, Resources, and Assessments Directorate (JCS J-8), "Capabilities-Based Assessment (CBA) User’s Guide Ver. 3", ~ (2009)
  11. Thomas-Durell Young, "Capabilities-Based ‘Confusion’: Why Capabilities-Based Planning Systems Struggle", The Korean Journal of Defense Analysis, 33(1), pp.95~118 (2021)
  12. "Defense Acquisition Program Act, Act No.20190, Feb, 2024, Partial Amendment (S. Kor.)"[URL]
  13. Won-Gun Cho, "A Study on the Capabilities-Based Force Planning: Focusing on Application to the Effects-Based Requirements Planning", master, pp.2006
  14. Capability-Based Assessment by Battlefield Function, "Je-ryeong Jeong", Korea Institute for Defense Analyses, 18~19 (2020)
  15. Study on Force Planning System Development Plan, "Je-ryeong Jeong", Korea Institute for Defense Analyses, 17~ (2019)
  16. Yeonoh Jeong, "Improvement of the Defense Planning and Management System to Implement the ROK’s National Cybersecurity Strategy", The Korean Journal of Defense Analysis, 35(3), pp.337~360 (2023)
  17. Integrated Requirements Analysis 2021, "Yeonoh Jeong", Korea Institute for Defense Analyses, ~ (2021)
  18. Norman M. Wade, "JFODS5–1: The Joint Forces Operations & Doctrine SMARTbook (Guide to Joint, Multinational & Interorganizational Operations)", The Lightning Press

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