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中国户籍制度的公民身份二重化与权利保障的结构性局限 - 以北京户籍制度与公共服务差别待遇为中心

The Dual Structure of Citizenship and the Structural Limitations of Rights Protection in China’s Household Registration System: Focusing on Differential Treatment in Public Services under the Beijing

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本研究以中国户籍制度下公民身份的二重化及基本权利保障的结构性局限为研究对象,以北京市为典型案例,分析了户籍制度通过公共服务差别化供给机制对宪法上平等权与社会权的实质保障所造成的制约。研究综合运用了宪法学、行政法学与比较法方法,揭示了户籍制度从单纯的人口管理工具演变为国家资源分配与社会权保障核心机制的法理与制度逻辑。 中国《宪法》第33条规定“中华人民共和国公民在法律面前一律平等”,但现实中的户籍制度将公民划分为“城乡户籍”“京籍与非京籍”等不同群体,从而在同一国籍公民之间形成了新的身份等级。结果是宪法上形式平等被保留,而实质平等却被削弱。本文将这一现象界定为“公民身份的二重化”,即公民同时具有基于国籍的宪法身份(抽象权利)与基于户籍的行政身份(具体权利),后者在实践中限制了前者的效力。 以北京市为例的实证分析表明,非京籍公民在教育、医疗、社会保障、住房和交通等主要公共领域普遍面临结构性不平等。例如,非京籍儿童义务教育入学审查通过率不足70%;非京籍居民无法自由参加居民医保,需连续缴费十年方可续保;在住房保障方面,非京籍家庭申请公租房成功率不足15%,共有产权房配售比例仅约20%。这些差别待遇通过地方立法被制度化,而司法机关由于回避宪法条款的直接适用,使得歧视性结构被进一步固化。 中国现行的宪法监督与权利救济机制未能有效纠正这种不平等结构。法院在多数案件中以“地方政府的合法行政行为”为由驳回原告诉求,行政复议因同体性缺乏独立性和约束力,信访程序则仅具劝导性质,导致非京籍公民陷入“司法无路、复议无果”的困境。相比之下,韩国于2007年的《家庭关系登记法》,实现了户籍与公共服务的脱钩,日本则以“居住事实”为基础建立服务供给机制,从而有效避免了地域身份歧视。 研究认为,应从立法、司法与制度三个层面推动结构性改革。逐步消除户籍与公共服务之间的绑定关系,构建以实际居住与社会贡献为标准的权利保障体系,以实现宪法上平等权的实质化。此类改革是推动中国社会权保障从形式走向实质的关键步骤,也关系到法治现代化与社会公平正义的实现。

Abstract

This study analyzes the dual structure of citizenship and the structural limitations of rights protection under China’s household registration (hukou) system, focusing on Beijing as a representative case. It explores how the hukou system constrains the substantive realization of constitutional equality and social rights through differential access to public services. Employing a comprehensive approach that integrates constitutional law, administrative law, and comparative law perspectives, the paper reveals how the hukou system has evolved from a population management mechanism into a core instrument of state resource allocation and social rights distribution. Although Article 33 of the Constitution of the People’s Republic of China stipulates that “all citizens are equal before the law,” the hukou system in practice divides citizens into categories such as urban–rural and Beijing–non-Beijing, creating a new hierarchy among citizens of the same nationality. This results in a situation where formal equality is preserved, but substantive equality is undermined. The study conceptualizes this phenomenon as “dual citizenship within a single nationality”, in which citizens hold both a constitutional identity (based on nationality, conferring abstract rights) and an administrative identity (based on hukou status, determining concrete entitlements), with the latter limiting the practical effect of the former. Empirical analysis of Beijing’s public policies shows that non-Beijing residents face systematic inequality in education, healthcare, social security, housing, and transportation. For example, the admission approval rate for non-Beijing children entering compulsory education is below 70%; non-Beijing residents must maintain ten consecutive years of contributions before being eligible to renew medical insurance; and their success rates for public rental housing and shared-ownership housing are below 15% and 20%, respectively. These disparities are institutionalized through local legislation and further entrenched by the judiciary’s reluctance to directly apply constitutional provisions. The study also finds that China’s current mechanisms for constitutional review and rights protection are inadequate. Courts typically dismiss claims on the grounds of “lawful local administrative authority,” while administrative review lacks independence and binding force. The petition (xinfang) process provides only advisory relief, leaving non-Beijing residents without effective legal remedies. In contrast, Korea’s 2005 amendment to the Resident Registration Act decoupled household registration from public service provision, and Japan’s system allocates public resources based on actual residence rather than registered status, thereby preventing regional discrimination. The paper concludes that comprehensive structural reform across legislative, judicial, and institutional dimensions is necessary. Gradually dismantling the linkage between hukou and public services and establishing a rights-protection framework based on actual residence and social contribution are essential for the substantive realization of constitutional equality. Such reform represents a crucial step toward transforming China’s social rights protection from a formal to a substantive system and is integral to advancing constitutional implementation, legal modernization, and social justice.

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