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중재상소제도 도입에 관한 연구

A Study on the Introduction of Arbitration Appeal System

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Traditionally, finality has been regarded as one of virtues of arbitration. However, in many cases, absence of appeal process in arbitration is also a factor deterring people from choosing arbitration. Even though unsatisfied party may resort to a court for annulment of an award, it is allowed only when there are procedural defects. When there are substantive defects in matters of fact or matters of law, it is not easy or almost impossible to bring the case on the table again. The introduction of arbitration appeal process has been discussed in international arbitration fora, and some countries have already been adopting appeal process. Realizing this trend, it is time for us to consider adopting similar appeal process. Arbitration being based on the party autonomy, there's no good reason to prohibit appeal when the parties agree to do so. Arbitration appeal should be allowed within arbitration system itself, rather than resorting to a court, so that many virtues of arbitration can be maintained in the appeal. In designing an arbitration appeal system, following measures should be considered: minimum amount in dispute to trigger the right of appeal should be set in order to reduce the volume of appeal; losing appellant should be responsible for the legal cost of his opponent in order to deter non-meritorious appeals; time limits on initial appeal application and subsequent briefs should be set in order to accelerate appeal process; and, appeal tribunals should be composed of more experienced arbitrators in order to provide more accurate award. If we are equipped with a well designed appeal process within arbitration system, Korea will be able to emerge as an attractive international arbitration forum.

Abstract

Traditionally, finality has been regarded as one of virtues of arbitration. However, in many cases, absence of appeal process in arbitration is also a factor deterring people from choosing arbitration. Even though unsatisfied party may resort to a court for annulment of an award, it is allowed only when there are procedural defects. When there are substantive defects in matters of fact or matters of law, it is not easy or almost impossible to bring the case on the table again. The introduction of arbitration appeal process has been discussed in international arbitration fora, and some countries have already been adopting appeal process. Realizing this trend, it is time for us to consider adopting similar appeal process. Arbitration being based on the party autonomy, there's no good reason to prohibit appeal when the parties agree to do so. Arbitration appeal should be allowed within arbitration system itself, rather than resorting to a court, so that many virtues of arbitration can be maintained in the appeal. In designing an arbitration appeal system, following measures should be considered: minimum amount in dispute to trigger the right of appeal should be set in order to reduce the volume of appeal; losing appellant should be responsible for the legal cost of his opponent in order to deter non-meritorious appeals; time limits on initial appeal application and subsequent briefs should be set in order to accelerate appeal process; and, appeal tribunals should be composed of more experienced arbitrators in order to provide more accurate award. If we are equipped with a well designed appeal process within arbitration system, Korea will be able to emerge as an attractive international arbitration forum.

참고문헌 (27)

  1. 김상호, "ICSID의 投資紛爭 解決構造에 관한 考察", 중재연구, 13(2), pp.123~156 (2004), 한국중재학회
  2. 대한상사중재원, "외국중재법규집, 제1집" (2005)
  3. 서철원, "투자자 국가간 직접중재에서의 상소 메카니즘의 전망과 법적 쟁점", 국제법학회논총, 52(2), pp.183~208 (2007), 대한국제법학회
  4. 양병회, "주해 중재법" (2006), 대한상사중재원, 한국중재학회
  5. 오창석, "국제거래분쟁의 해결방안으로서의 국제상사중재의 유용성", 법학논총, 16 (2006), 숭실대학교 법학연구소
  6. 이재형, "世界貿易機構 紛爭解決制度의 運用上 問題點에 대한 批判的 考察", 통상법률, (52), pp.52~77 (2003), 법무부
  7. "Amco v. Indonesia, ICSID Case No. ARB", 81, ~
  8. Aron Broches, "Observations on the Finality of ICSID Awards", ICSID Review: Foreign Investment Law Journal, 6 (1991)
  9. "Bowen v. Amoco Pipeline Co., 254 F.3d 925 (10th Cir.)", ~ (2001)
  10. Drew M. Gulley, "The Ehanced Arbitration Appeal Amendment: A Proposal to Save American Jurisprudence from Arbitration, Modeled on the English Arbitration Act of 1996", Hofstra Law Review, 36
  11. Eric van Ginkel, "Reframing The Dilemma Of Contractually Expanded Judicial Review: Arbitral Appeal Vs. Vacatur", Pepperdine Dispute Resolution Law Journal, 3 (2003)
  12. Hans Smit, "Contractual Modification of the Scope of Judicial Review of Arbitral Awards", American Review of International Arbitration, 8 (1997)
  13. "Holiday Inn, Klockner, et al. v. Cameroon, ICSID Case No. ARB", 81, ~
  14. "Roadway Package Sys., Inc. v. Kayser, 2001 WL 694508 (3d Cir. 2001)", ~ (2001)
  15. William W. Park, "Why Courts Review Arbitral Awards", 2 Mealey's International Arbitration Quarterly Law Review, 2 (2001)
  16. William H. Knull, III, "Betting The Farm On International Arbitration: Is It Time To Offer An Appeal Option?", American Review of International Arbitration, 11 (2000)

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