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民事法官能动权论要

On Active power of Civil judges

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民事法官享有的对个案的解释,平衡、选择法律适用和填补法律缺漏等权力,属于民事审判权的重要组成部分. 我国长期以来崇尚概念法学所倡导的法典万能,奉行大前提+小前提得出裁判结果的推演方式,排斥和抑制法官能动权,这与我国经济社会发展变迁、权力格局和司法权的逻辑密不可分. 随着国际交往的日增和全球一体化进程的加快,各国民事审判领域呈现一种法官能动权扩张之趋势. 在司法政策引领下,我国法官在法律规定模糊、法律规定冲突、法律规定缺漏和适用法律规定导致个案非正义的情形下,运用其能动权解纷止争、回应社会现实需要是一个不争事实. 然而,由于立法对法官能动权未予以确认,基于私法优位、意思自治以及“法官不得拒绝裁判”等理念,法官只有无奈地运用其能动权予以纠偏、填补,不可避免地导致其处于一种“失范”状态. 法官能动权的规范行使的前提是立法的确认和规制,需要在观念层面上解决部分民众对民事法官能动权不理解、对“文本法律”向“实践法律”转化中的认识不足问题;在理论层面上,需要厘清民事法官能动权与民事审判权、立法权之间的关系;在实践层面,需要解决民事法官能动权作用范围不明、权力规制不足、权力运行方法失范和权力保障措施欠佳的问题. 剖析并破解上述问题,更加确信法官能动权并非为法官“扩权”、法官能动权并非导致司法不公,它彰显司法的本质特征,从保障民权的角度,从内、外部控制着手,保障法官能动权在事实发现、法律解释、法律适用和裁判方法方面有效运作,从落实主审法官审理机制和责任承担机制着手,划定民事审判权与审判管理权之间的界限,解决上下级法院指导形式和效力关系,处理好当事人隐私权保护与法官能动权、社会监督与公正裁判的关系,使符合法定程序的传媒监督和公众旁听案件得以自由.

Abstract

The civil judges' power vested in interpretation of the law, balancing and choosing the applicable law, and filling the legal loopholes are all important parts of the civil trial power. For a long time, our country upholds the concept advocated universal code of law, pursuing the premise and the small premise to obtain results of referee’s way of deduction, rejecting and suppressing the active power of civil judges. This is inseparable with our country economic social development vicissitude, the power pattern and the judicial power logic. With the increasing international interaction and the acceleration of the global integration process, the field of civil trials in various countries are all presenting a tendency of expanding judge’s active power. Under the guidance of the judicial policy, in our country (or mainland China?), it is an indisputable fact that our judge has applied their active power to solve disputes and respond to social reality needs in case that the law stipulation is vague, the law stipulates the conflict, the law stipulation omission and applicable legal provisions lead to case injustice. However, since the legislation does not confirm the judge's active power, based on the priority of private law, the autonomy of meaning and “Judge must not refuse the referee”, the judge can only use the active power to rectify and fill law’s defects, which inevitably leads to the state of “disorder”. The prerequisites for the exercise of the active power of the judge are the confirmation and regulation from legislation. On the conceptual level, the main problem needs to solve is that some people don’t understand the active power of judge and lack the understanding the transform from “text law” to “practice law”. On the theoretical level, it is necessary to clarify the relationship between the judge's active power and the civil trial power and the relationship between the judge's active power and the legislative power. On the practical level, it is necessary to solve the problem of the unclear scope of judge’s active power, the insufficiency regulation of judge’s active power, the anomie of active power operation methods and the poor active power safeguard measures. With the analyzing and solving the above problems, it is more convinced that the judge's active power is not the judge’s power expansion. The judge's active power is not the reason to judicial injustice, instead, it shows the essential characteristics of justice. From the perspective of safeguarding civil rights, taking the internal and external control to ensure that the judge’s active power could operate efficiently on the aspects of fact discovery, legal interpretation, application of law and judging method. From the perspective of the implementation of the trial mechanism and responsibility mechanism of the presiding judge, the boundary between the civil trial power and the trial management right should be delineated. In addition, the relationship and guidance form between the upper and lower court should be solved. The relationship among the protection of the party's right of privacy, judge's active power, social supervision and impartial referee should be dealt with. As a result, media supervision and public hearings in compliance with statutory procedures can be liberated.

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