The Effects of Political Factors on Chinese Local Governments’ Science and Technology Budget Expenditure: Focusing on Party Committee Secretaries and Level of Public Corruption
0
조회
0
다운로드
0
인용
0
참고문헌
초록
Among a host of countries that have been accelerating public investment to gain first mover’s advantage in critical scientific technological areas, China’s remarkable speed and accomplishments of S&T development has been not only a subject of intense international recognition in recent years but also intensifying U.S-China rivalry. While such achievements were in large part a product of supremely streamlined nationwide policy implementation structure of the country, it has also been subject to disturbances from increasing political uncertainties in its local governments originating in large part from the central government’s enforcement of anti-graft policy. Given the unique confluence of these dynamics that affect China’s S&T development, this study aims to analyze the effects of political factors on Chinese local government’s science and technology budget expenditure. For this purpose, we construct a 1998 - 2016 panel data of relevant variables and perform empirical analyses using fixed-effects and random-effects models. Independent variables in this study include the level of public corruption, appointment of a central government official to party committee secretaryship, party committee secretaries’ number of years in office, age at the time of appointment and level of education. The results of our analyses indicate that the level of public corruption and party committee secretary’s level of education have significant negative effects on local governments’ S&T expenditure while appointment of a central government official to position of the party committee secretary has a significant positive effect. On the other hand, the number of years in office was found to have a non-linear, U-shaped relationship, indicating the need for more stability in provincial leadership. Among control variables, per-capita GRDP, the level of market opening, the level of fiscal independence and the proportion of S&T spending in preceding years’ total expenditure had positive effects of statistical significance.
Abstract
Among a host of countries that have been accelerating public investment to gain first mover’s advantage in critical scientific technological areas, China’s remarkable speed and accomplishments of S&T development has been not only a subject of intense international recognition in recent years but also intensifying U.S-China rivalry. While such achievements were in large part a product of supremely streamlined nationwide policy implementation structure of the country, it has also been subject to disturbances from increasing political uncertainties in its local governments originating in large part from the central government’s enforcement of anti-graft policy. Given the unique confluence of these dynamics that affect China’s S&T development, this study aims to analyze the effects of political factors on Chinese local government’s science and technology budget expenditure. For this purpose, we construct a 1998 - 2016 panel data of relevant variables and perform empirical analyses using fixed-effects and random-effects models. Independent variables in this study include the level of public corruption, appointment of a central government official to party committee secretaryship, party committee secretaries’ number of years in office, age at the time of appointment and level of education. The results of our analyses indicate that the level of public corruption and party committee secretary’s level of education have significant negative effects on local governments’ S&T expenditure while appointment of a central government official to position of the party committee secretary has a significant positive effect. On the other hand, the number of years in office was found to have a non-linear, U-shaped relationship, indicating the need for more stability in provincial leadership. Among control variables, per-capita GRDP, the level of market opening, the level of fiscal independence and the proportion of S&T spending in preceding years’ total expenditure had positive effects of statistical significance.
참고문헌 (44)
- Arrow, K., "Economic Welfare and the Allocation of Resources for Invention: The Rate and Direction of Inventive Activity: Economic and Social Factors" (1962), Princeton University Press
- Barrilleaux, Charles, "Electoral Competition, Legislative Balance, and American State Welfare Policy", American Journal of Political Science, 46(2), pp.415~427 (2002)
- Bunch, Jaclyn, "Does Local Au tonomy Enhance Representation? The Influence of Home Rule on County Expenditures", State and Local Government Review (2014)
- Political Determinants of Municipal Accounts: Quasi-Experimental Evidence from Portugal, "Da Fonseca, Mariana Lopes", Center for European Governance and Economic Development Research, ~, pp.No. 238 (2015)
- Bourgeois III, L. J., "Strategic management and determinism", Academy of Management Review, 9(4), pp.586~596 (1984)
- Dawson, R. E., "Inter-party competition, economic variables, and welfare policies in the American states", The Journal of Politics, 25(2), pp.265~289 (1963)
- Fry, B. R., "The politics of redistribution", American Political Science Review, 64(2), pp.508~522 (1970)
- Fiva, J. H., "New evidence on the effect of fiscal decentralization on the size and composition of government spending", Finanz Archiv: Public Finance Analysis, 62(2), pp.250~280 (2006)
- Herbert, J., "The Frustration of Policy" (1984), Little Brown and Company
- Jin, H., "Regional decentralization and fiscal incentives: Federalism, Chinese style", Journal of Public Economics, 89(9-10), pp.1719~1742 (2005)
- Kalseth, Jorid, "Political Control of Administrative Spending : The Case of Local Governments in Norway", Economics and Politics, 10(1), pp.63~83 (1998)
- Key, V. O., "Southern Politics" (1949), Alfred A. Knof
- Lockard, D., "New England State Politics" (1959), Princeton University Press
- Lockhart, Charles, "Cross-state Variation in Medicaid Support for Older Citizens in Long-term Care Nursing Facilities", State and Local Government Review, pp.173~185 (2008)
- Meier, K. J., "I Seen My Opportunities and I Took Em: Political Corruption in the American States", The Journal of Politics, 54(1), pp.135~155 (1992)
- Merrifield, John, "State Government Expenditure Determinants and Tax Revenue Determinants Revisited", Public Choice, 102, pp.25~50 (2000)
- Nelson, R. R., "The Economics of Invention: A Survey of the Literature", The Journal of Business, 32(2), pp.101~127 (1959)
- Niskanen, W. A., "Bureaucracy and Representative Government" (1971), Aldine-Atherton
- O'CONNOR, J. S., "Convergence or divergence: Change in welfare effort in OECD countries 1960–1980", European Journal of Political Research, 16(3), pp.277~299 (1988)
- Painter, G., "The Changing Determinants of State Expenditure in the United States: 1965-1992", Public Finance and Management, 1(4), pp.370~392 (2001)
- Sara, Devashree, "Factors Influencing Local Government Sustainability Efforts", State and Local Government Review, 41(1), pp.39~48 (2009)
- Smith, K., "Innovation as a systemic phenomenon : rethinking the role of policy", Enterprise and Innovation Management Studies, 1(1), pp.73~102 (2000)
- Sharkansky, Ira, "Dimensions of State Politics, Economics, and Public Policy", American Political Science Review, 63(3), pp.867~879 (1969)
- 신봉호, "지방재정구조의 정치적 결정요인: 지방정부와 중앙정부의 협력 및 갈등 구조", 한국지방재정논집, 21(3), pp.213~246 (2016), 한국지방재정학회[DOI]
- Treisman, D., "The causes of corruption: a cross-nationalstudy", Journal of Public Economics, 76(3), pp.399~457 (2000)
- Wagner, A., "Classics in the Theory of Public Finance", pp.1~15 (1883)
- Wildavsky, Aaron. B., "Budgeting: A Comparative Theory of Budgetary Process" (1986), Transaction Books
- Woolthuis, R. K., "A system failure framework for innovation policy design", Technovation, 25(6), pp.609~619 (2005)
- Zhang, T., "Fiscal decentralization, public spending, and economic growth in China", Journal of Public Economics, 67(2), pp.221~240 (1998)
- 王蓉, "中国地方政府教育财政支出行为实证研究", 博士, pp.2008
- 洪源, "财政压力, 转移支付与地方政府财务风险:基于央地财政关系的视觉", 中国软科学, 9, pp.173~184 (2018)
- 孔卫拿, "财政分权, 政治集权与地方政府的财政支出结构——基于 1997~ 2009 年省际面板数据的分析", 行政科学论坛, 2(1), pp.19~35 (2015)
- 郭平, "地方官员特征与民生财政支出——来自中国省长省委书记的证据", 地方财政研究, (3), pp.70~77 (2018)
- 何晓星, "再论中国地方政府主导型市场经济", 中国工业经济, 1, pp.31~38 (2005)
- 江依妮, "区域差异, 地方官员特征与教育支出行为", 财税与公共管理, (6), pp.58~66 (2017)
- 庞凤喜, "财政分权与地方政府社会保障支出——基于省级面板数据的分析", 财贸经济, 2, pp.29~35 (2012)
- 陶然, "中国城乡收入差距, 地方政府开支及财政自主", 世界经济文汇, 2, pp.1~21 (2007)
- 徐妍, "财政分权与地方政府社会保障支出——基于 2003—2010 年省级面板数据", 衡阳师范学院学报, 2, pp.46~51 (2014)
- 王贤彬, "什么决定了地方财政的支出偏向——基于地方官员的视角", 经济社会体制比较, 6, pp.157~180 (2013)
- 许斌, "技术升级与中国出口竞争力", 国际经济评论, 5, pp.48~50 (2008)
- 余官胜, "贸易开放和政府财政支出规模——基于省际动态面板数据的实证研究", 北大学学报社会科学版, 12(1), pp.19~22 (2010)
- 朱文晖, "中国出口导向战略的迷思── 大国的经验与中国的选择", 战略与管理, 5, pp.59~69 (1998)
- 盛斌, "中国的贸易流量与出口潜力: 引力模型的研究", 博士, pp.2004
- 张晏, "分税制改革, 财政分权与中国经济增长", 博士, pp.2005
