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A Study on International Legal Regime and IMO Initiatives concerning the Liability of Classification Societies

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There is no uniform regulation governing tort claims against classification societies at an international level and individual nation’s solutions cannot bring the uniformity needed for this important issue. Their liability is a matter which may ultimately require an internationally agreed regulation in order to ensure legal certainty and uniform applicability. Either amending existing international convention, through the revision of the 1976 International Convention on the Limitation of Liability of Maritime Claims (LLMC) or creating a whole new international convention which is dedicated to the liability issues that solely relates to classification societies, could be considered as an answer to the question of class liability. However, considering all circumstances, these options are not realistic to handle the liability issue of classification societies in a timely fashion. This conclusion has led to a different approach which is to find an alternative IMO instrument to serve the purpose of accommodating the liability of classification societies. Recently, IMO Sub-committee on Flag State Implementation (FSI) has been working on the development of the draft Code for Recognized Organizations (RO Code) which consolidates various existing IMO instruments that address ROs and their work on behalf of flag states. The aim of RO code is to assist flag states in meeting their responsibilities in recognizing, authorizing and monitoring their ROs by gathering all the applicable RO requirements in a single IMO mandatory instrument. It is right time to incorporate a text for limitation of liability of Recognized Organizations (ROs) into the RO Code, and it is also a right instrument to introduce a principle of limitation of liability of ROs. Considering that the majority of ROs are classification societies, in case where the principle for ROs can be uniformly implemented, it may be possible to establish the limitation of liability of classification societies. If a number of flag states adopt a system of quantitative limitation of the liability of classification societies based on the suggested IMO mandatory requirement in their legislation, there would be an improved level of legal certainty for classification societies in carrying out their survey and certification works.

Abstract

There is no uniform regulation governing tort claims against classification societies at an international level and individual nation’s solutions cannot bring the uniformity needed for this important issue. Their liability is a matter which may ultimately require an internationally agreed regulation in order to ensure legal certainty and uniform applicability. Either amending existing international convention, through the revision of the 1976 International Convention on the Limitation of Liability of Maritime Claims (LLMC) or creating a whole new international convention which is dedicated to the liability issues that solely relates to classification societies, could be considered as an answer to the question of class liability. However, considering all circumstances, these options are not realistic to handle the liability issue of classification societies in a timely fashion. This conclusion has led to a different approach which is to find an alternative IMO instrument to serve the purpose of accommodating the liability of classification societies. Recently, IMO Sub-committee on Flag State Implementation (FSI) has been working on the development of the draft Code for Recognized Organizations (RO Code) which consolidates various existing IMO instruments that address ROs and their work on behalf of flag states. The aim of RO code is to assist flag states in meeting their responsibilities in recognizing, authorizing and monitoring their ROs by gathering all the applicable RO requirements in a single IMO mandatory instrument. It is right time to incorporate a text for limitation of liability of Recognized Organizations (ROs) into the RO Code, and it is also a right instrument to introduce a principle of limitation of liability of ROs. Considering that the majority of ROs are classification societies, in case where the principle for ROs can be uniformly implemented, it may be possible to establish the limitation of liability of classification societies. If a number of flag states adopt a system of quantitative limitation of the liability of classification societies based on the suggested IMO mandatory requirement in their legislation, there would be an improved level of legal certainty for classification societies in carrying out their survey and certification works.

참고문헌 (20)

  1. Antapassis, Anthony M., "Liability of Classifi cation Societies", ELECTRONIC JOURNAL OF COMPARATIVE LAW, 1 (2007)
  2. Basedow, Jürgen, "Third-Party Liability of Classification Societies : A Comparative Perspective" (2005), Springer
  3. Cane, Peter, "The liability of classification societies", Lloyd’s Maritime and Commercial Law Quarterly, (3), pp.363~376 (1994)
  4. Clyne, Robert G, "Classification Societies and Limitation of Liability", Tulane Law Review, 81(1399), pp.1399~1432 (2007)
  5. CMI(Comite Maritime International), "Principles of Conduct for Classification Societies, CMI Handbook" (1998)
  6. Convention on Limitation of Liability for Maritime Claims, "(LLMC 1976) of 19 November 1976, 1456 U.N.T.S. 221 as amended by the Protocol of 2 May 1996", I.L.M, 35, pp.1433~ (1976)
  7. "DIRECTIVE 2001", 105, ~
  8. Lagoni, Nicolai, "The Liability of Classification Societies, Hamburg Studies on Maritime Affairs, Volume.9" (2007), Springer
  9. Lloyd’s Register, "Lloyd’s Register: From Coffee House to Post-Modernist building", ~ (2010)
  10. Report of Sub-Committee on Flag State Implementation on Its 19th Session to the Maritime Safety Committee and the Maritime Environment Protection Committee on Its Fifty-Seventh Session, "International Maritime Organization", ~, pp.FSI 19 (2011), 19
  11. Report of Correspondence Group on Development of a Code for Recognized Organizations to h Sub-committee on Flag State Implementation on its 20th Session, "International Maritime Organization", ~, pp.FSI 20 (2012), 13
  12. Adoption of, and amendment to, the III Code, Flag State Implementation on its 20th Session, "International Maritime Organization", ~, pp.FSI 20 (2012), 12, Annex
  13. DEVELOPMENT OF A CODE FOR RECOGNIZED ORGANIZATIONS, Report of the Working Group, "International Maritime Organization", ~, pp.FSI 19 (2011), WP.4, Annex3
  14. "International Convention on Civil Liability for Oil Pollution Damage (CLC) of 29 November 1969 (9 I.L.M. 45 and 13 I.L.M. 1048 (correction)) as amended by the Protocol of 19 November 1976 (1225 U.N.T.S. 356), the Protocol of 27 November 1992 (U.N.T.S. A -14097, 1956 U.N.T.S. 255) and the Amendments of 18 October 2000 (IMO Doc. Resolution LEG.1 (82), in: Annex 2 of IMO Doc. LEG 82", 12 of 6 November 2000)
  15. Vaughan, Barbara, "The Liability of Classification Societies, LLM (Shipping Law) Class of 2006" (2006), University of Cape Town
  16. Wurmnest, Wolfgang, "Third Party Liability of Classification Societies in the Context of Shipping Accidents", Jornadas Internacionales de Seguridad Marítima y Meadio Ambiente, pp.111~119
  17. 이윤철, "국제해사협약강의" (2006), 다솜출판사
  18. 이윤철, "港灣國統制의 法的 根據와 國內施行上의 問題", 국제법학회논총, 50(1)통권 : 101, pp.105~138 (2005), 대한국제법학회
  19. 이상일, "항만국통제 지역협력체제의 조약화 방안에 관한 연구", 박사, pp.2011

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