上市公司危机预防监管研究

Abstract

The Chinese stock market storm in 2015 triggers the people’s deep thought to prevent and deal with stock market crisis and even put forward to establish Financial Emergency Law. The causes of the stock crisis are very complicated and there are a variety of preventive measures regarding the crisis. However, preventing the crisis of the listed company plays the most fundamental position role among a number of measures. Therefore, it becomes obviously necessary to research on the crisis prevention supervision of the listed company. Firstly, the thesis mainly analyzed the basic characteristics regarding the crisis of the listed company. Secondly, introducing the generation and definition regarding the crisis supervision of the listed company and discussing the type of the crisis and the crisis supervision; What’s more, discussing the three reasons why the government intervenes the crisis prevention of listed company; Fourthly, putting forward the main measures with respect to the crisis prevention supervision of listed company, the measures of which includes the following two aspects: 1. internal (crisis) control supervision of listed company; 2. systematic crisis supervision of listed company. In the end, from the perspective of the crisis prevention, I draw the conclusion that it is totally necessary for the government to intervene the behavior of the listed company to a certain extent. However, the government should be quite careful in the process of conducting preventive measures and emergency response to the crisis and do not let the government's rules as well as policies be the source of the crisis.