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논문KCI 등재

證券會社의 資産運用業 社內兼營에 관한 比較法的인 考察

Comparative Law regarding Investment Management Business by Securities Companies

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주제분류법학

참고문헌 (21)

  1. 금융감독원 법무실, "업무참고자료" (2000)
  2. 김용재, "겸업주의와 금융그룹의 설립방식에 관한 고찰", 19(3) (2001)
  3. 최중기, "증권사 구조개편 논의의 배경과 방향" (2002)
  4. 한국은행 법규실, "금융감독기관 통합국가 중앙은행의 금융감독기능에 관한 법제" (2003)
  5. 한국증권업협회, "일본증권업계 방문조사단 보고서」" (2004)
  6. 한국개발연구원, "자본시장의 질적 발전을 위한 증권관련산업 규제의 개선방안 투자신탁협회 제출 연구보고서" (2003)
  7. 山下友信, "投資顧問業務證券會社の資産運用サ-ビス" (2000)
  8. David T, "Universal Banking and the Public Interest" (1996), Universal Banking and the Public Interest Universal Banking
  9. Die Novellierung des Investmentrechts, "nach dem Investment modernisierungsgesetz edited by PricewaterhouseCoopers" (2004)
  10. Harry Mcvea, "Financial Conglomerates and the Chinese Wall" (1993), oxford univesity press
  11. Jan Pieter Krahnen, "The German Financial System" (2004), Oxford University Press
  12. Jordi Canals, "Universal Banking - nternational Comparisons and Theoretical Perspectives" (1997)
  13. Jörgen Tielmann, "Germany's Fourth Financial Markets Promotion Act", 191
  14. Meyer, "Implementing the Gramm-Leach-Bliley" (2000)
  15. Rita Biswas, "Recent Trends in U.S. and German Banking", 29 (2001)
  16. Securities Exchange Commission, "Certain Broker-Dealers Deemed not to be Investment Advisers", pp.17~ (2005)
  17. Securities Exchange Commission, "Applicability of the Investment Advisers Act to Certain Brokers and Dealers", pp.~5 (1978)
  18. "The Gramm-Leach-Bliley Act of 1999 Summary of Provisions", pp.106 113~102 (1999)
  19. Theodor Baums, "Universal Banks and Investment Companies in Germany edited by Anthony Saunders and Ingo Walter" (1996)
  20. Theodor Baums, "The German Banking System", 101 (1993)
  21. Thomas Paul, "Päsler, Das deutsche investmentrecht", 2 (2003)

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