중국 금융지주회사 감독 법제에 관한 연구
A study on legislation on the supervision of financial holding companies in China
0
조회
0
다운로드
5
인용
0
참고문헌
키워드
초록
In an effort to keep pace with the flow of international financial markets, China, under a strict division between financial sectors before, has shown a tendency to allow a sideline to the limited range in the financial sectors. In particular, China's financial holding company has expanded the scale in the absence of special regulatory legislation. And academia have argued endlessly needs certain regulations for the financial holding company. Also, Chinese financial regulators have an effort to enact regulations financial holding company and its subsidiaries. However, Chinese financial supervisory authorities have no integrated financial institutions. And, in addition to the specific supervisory authorities on the part including securities, banking and insurance supervisory authorities, there are additional regulatory agencies such as People's Bank, the Ministry of Finance the system, so each institution is complex in the scope and the functions are redundant. Therefore, it is required to install top agency of the financial supervisory which can decide to consolidate regulatory agencies. For this matter, the opinion of establishing a comprehensive regulatory referring to legislations in other countries agencies has been raised. In particular, voices have been raised on enacting independent Financial Holding Company Act. Currently, Chinese Act regarding a financial holding company has the form of rules and regulations of the Ordinance that regulated each sector of the Financial Supervisory Authority so, it has not taken a comprehensive and clear regulations in the form of law. Therefore it is considered to enact conflict prevention system (fire-wall), internal control systems,financial holding company Act based on corporate transparency. Chinese government's constant efforts for the development of a comprehensive banking are expected to continue and it will supplement financial holding company legislation to oversee financial holding company.
Abstract
In an effort to keep pace with the flow of international financial markets, China, under a strict division between financial sectors before, has shown a tendency to allow a sideline to the limited range in the financial sectors. In particular, China's financial holding company has expanded the scale in the absence of special regulatory legislation. And academia have argued endlessly needs certain regulations for the financial holding company. Also, Chinese financial regulators have an effort to enact regulations financial holding company and its subsidiaries. However, Chinese financial supervisory authorities have no integrated financial institutions. And, in addition to the specific supervisory authorities on the part including securities, banking and insurance supervisory authorities, there are additional regulatory agencies such as People's Bank, the Ministry of Finance the system, so each institution is complex in the scope and the functions are redundant. Therefore, it is required to install top agency of the financial supervisory which can decide to consolidate regulatory agencies. For this matter, the opinion of establishing a comprehensive regulatory referring to legislations in other countries agencies has been raised. In particular, voices have been raised on enacting independent Financial Holding Company Act. Currently, Chinese Act regarding a financial holding company has the form of rules and regulations of the Ordinance that regulated each sector of the Financial Supervisory Authority so, it has not taken a comprehensive and clear regulations in the form of law. Therefore it is considered to enact conflict prevention system (fire-wall), internal control systems,financial holding company Act based on corporate transparency. Chinese government's constant efforts for the development of a comprehensive banking are expected to continue and it will supplement financial holding company legislation to oversee financial holding company.
참고문헌 (50)
- 김명아, "금융소비자 보호에 관한 법제도적 고찰 -한국과 중국의 비교를 중심으로", 상사법연구, 29(4), pp.271~318 (2011), 한국상사법학회
- 양병찬, "중국 금융지주회사(金融控股公司) 규제의 현황", 기업법연구, 24(1), pp.81~103 (2010), 한국기업법학회
- 김경석, "중국의 내부통제제도- 회사법, 증권법, 증권거래소 지침을 중심으로", 기업법연구, 24(1), pp.201~220 (2010), 한국기업법학회
- 구기보, "중국 투자은행의 발전과 시사점", 제5회 중국금융포럼 발표자료 (2009), 국제금융센터
- 김용재, "자본시장법상 이해상충방지체제 정비방안", 증권예탁, (38) (2009), 증권예탁원
- 김용재, "은행규제의 바람직한 모습-미국에서의 은산분리정책을 모델로 하여", 금융규제의 바람직한 방향(한국금융법학회 2008년 동계 학술발표회 자료집) (2008), 한국금융법학회
- 구본성, "금융지주회사의 리더십 중심 운영체계 필요성과 과제", 주간 금융브리프, 17(31) (2008)
- 정찬형, "은행법상 금산분리의 문제점 및 개선방안", 저스티스, 통권 : 104 (2008)
- 서병호, "금융지주회사의 활성화 필요성", 주간 금융브리프, 17(9) (2008), 한국금융연구원
- 오성근, "바젤Ⅱ(신BIS협약)가 자본시장에 미치는 영향 및 과제", 증권법연구, 9(1), pp.329~362 (2008), 한국증권법학회
- 이건범, "금융지주회사제도의 개선과 전망", 주간 금융브리프, 16(43) (2007), 한국금융연구원
- 국회정무위원회, "은행법 및 금융지주회사법 일부 개정법률안에 관한 공청회 자료", ~ (2009)
- 김명아, "중국 증권법 바로알기" (2009), 이담북스
- 나승성, "은행법 개설" (2008), 한국학술정보
- 김성태, "자본시장통합법" (2008), 한스미디어
- 신창선, "경제법" (2008), 도서출판fides
- 정호열, "경제법" (2008), 박영사
- 이창영, "중국의 금융산업 현황과 교역장벽 분석" (2008), 대외경제정책연구원
- 나승성, "금융지주회사법" (2007), 한국학술정보(주)
- 김건식, "지주회사와 법" (2005), 소화
- 应惟伟, "美国金融监管改革法案及其对全球金融市场的影响", 会计师 (2010), 会计师杂志社
- 孙奉军, "金融结构视角下的金融功能观", 浙江金融 (2010), 中国人民银行杭州中心支行
- 林丽敏, "刍议金融监管的重要目标", 重庆工商大学报, 26(6) (2009), 重庆工商大学
- 金季, "浅议完善金融控股公司监管问题", 经营管理, (8) (2008)
- 刘联恒, "浅议我国金融控股公司监管法律制度之完善", 商场现代化, 통권 : 529 (2008)
- 张丞聂鸿飞, "完善对金融控股公司的监管对策", 河北金融, 12 (2008)
- 葛爽, "我国金融控股公司监管改革问题", 时代经贸, 5(6) (2008)
- 程素芝刘素春, "我国金融控股公司的发展与监管分析", 金融经济 (2008)
- 张红梅, "美英金融控股公司监管比较及对我国的启示", 中国金融, 7 (2008)
- 陶玲刘卫江, "美国产业银行控股公司监管权之争的法律分析及其对我国的启示", 金融法苑, 통권 : 75 (2008)
- 袁宏泉, "我国商业银行投资银行业务的创新与发展", 经济经纬, 4 (2007)
- 上海财经大学现代金融研究中心, "2006中国金融发展报告-金融开放与金融安全" (2007), 上海财经大学出版社
- 丁绍宽, "我国金融控股公司监管制度之完善-写在德隆高管获罪之际", 法学, 8 (2006)
- 姜立文, "金融控股公司监管制度探讨", 河南金融管理干部学院学报, 통권 : 121 (2005)
- Thomas P. Lemke, "Regulation of Investment Companies" (1995), Mathew Bender
- 薜林, "权证风险控制与监管法律问题研究" (2009), 法律出版社
- 郭锋, "中国资本市场若干重大法律问题研究" (2009), 法律出版社
- 高晋康唐清利, "金融全球化条件下中国金融安全的法律保障" (2008), 法律出版社
- 符启林, "证券法理论․实务․案例" (2007), 法律出版社
- 王小龙, "商法经济法精义" (2007), 中国法制出版社
- 周正庆, "新证券法条文解析" (2006), 人民法院出版社
- "금융위원회"[URL]
- "공정거래위원회"[URL]
- "법제처"[URL]
- "야후 차이나"[URL]
- "중국 법률도서관"[URL]
- "중국 증권감독관리위원회"[URL]
- "중국 은행업감독관리위원회"[URL]
- "중국 보험감독관리위원회"[URL]