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국제거래에서의 FOB계약 조건의 본질과 해석·적용에 대한 소고

The essences of ‘FOB’ contractual term in the international trade and some thoughts on its interpretations and applications

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In the sphere of the International trade law, the most striking event in the recent years was ratification of the United Nations Convention on Contracts for the International Sale of Goods (CISG; the Vienna Convention), as a uniform international sales law, as of 6 March 2013, by 79 countries including Republic of Korea, United States. China, Japan, which account for a significant proportion of world trade. FOB (Free on Board, or Freight On Board) is an acronym pertaining to the shipping of goods, which specifies which party(buyer or seller) pays for which shipment and loading costs, and/or where responsibility for the goods is transferred in the International Sale of Goods. A number of attempts has been made by the English courts to define this word as a contractual term of trade since the late 19th century, and thereafter this word came to mean a ‘contractual term’ on the part of seller’s obligations; the responsibility of putting goods “free on board”. In the past, the risk and title of goods transferred to a buyer was when goods were passing ‘ship’s rail’ under the classic form of FOB. However, this has been replaced by ‘vessel on board’ according to ‘the International Rules for the Interpretation of Trade Terms(“Incoterms”) 2010’ published by ICC, which came into force on 1 January 2011 in order to reflect the modernized transport mechanism. The purpose of Incoterms, undoubtedly, is to avoid or reduce the uncertainties of different interpretations of trade terms in different countries by providing a set of rules for the uniform interpretation of the most commonly used trade terms, such as FOB. Yet, there still exists a criticism that Incoterms 2010 may not be appropriate where goods are handed over the carrier before they are on board the vessel, for example, if the goods are being transported in containers. Considering such legal and practical backgrounds, this essay firstly attempts to set out the basic elements of FOB, as a ‘contractual term’, by examining them in precedents of the English courts. Secondly, usages of the term with regard to the delivery and title-transfer of goods will be discussed with a particular focus on the similarities and differences between CISG, Intercoms2010, and the English precedents. Lastly, I will provide case studies on the rulings made by the Korean courts relating to FOB contracts in comparison with the Western standards and try to evaluate the uncertainties of the rulings.

Abstract

In the sphere of the International trade law, the most striking event in the recent years was ratification of the United Nations Convention on Contracts for the International Sale of Goods (CISG; the Vienna Convention), as a uniform international sales law, as of 6 March 2013, by 79 countries including Republic of Korea, United States. China, Japan, which account for a significant proportion of world trade. FOB (Free on Board, or Freight On Board) is an acronym pertaining to the shipping of goods, which specifies which party(buyer or seller) pays for which shipment and loading costs, and/or where responsibility for the goods is transferred in the International Sale of Goods. A number of attempts has been made by the English courts to define this word as a contractual term of trade since the late 19th century, and thereafter this word came to mean a ‘contractual term’ on the part of seller’s obligations; the responsibility of putting goods “free on board”. In the past, the risk and title of goods transferred to a buyer was when goods were passing ‘ship’s rail’ under the classic form of FOB. However, this has been replaced by ‘vessel on board’ according to ‘the International Rules for the Interpretation of Trade Terms(“Incoterms”) 2010’ published by ICC, which came into force on 1 January 2011 in order to reflect the modernized transport mechanism. The purpose of Incoterms, undoubtedly, is to avoid or reduce the uncertainties of different interpretations of trade terms in different countries by providing a set of rules for the uniform interpretation of the most commonly used trade terms, such as FOB. Yet, there still exists a criticism that Incoterms 2010 may not be appropriate where goods are handed over the carrier before they are on board the vessel, for example, if the goods are being transported in containers. Considering such legal and practical backgrounds, this essay firstly attempts to set out the basic elements of FOB, as a ‘contractual term’, by examining them in precedents of the English courts. Secondly, usages of the term with regard to the delivery and title-transfer of goods will be discussed with a particular focus on the similarities and differences between CISG, Intercoms2010, and the English precedents. Lastly, I will provide case studies on the rulings made by the Korean courts relating to FOB contracts in comparison with the Western standards and try to evaluate the uncertainties of the rulings.

참고문헌 (19)

  1. 서정두, "Incoterms 2010 : 2010년 개정 인코텀즈" (2011), 청록출판사
  2. 서헌제, "국제거래법" (2006), 법문사
  3. 김창준, "C&F, FOB 조건과 운송계약 당사자-대법원 1996.2.9. 선고 94다27144 판결을 중심으로-", 무역상무연구, 11 (1996)
  4. 안강현, "FOB 개념의 유연성과 Incoterms 2000의 FOB 조건에 있어서의 인도와 비용부담의 문제", 상사법연구, 20(2)통권 : 30 (2001), 한국상사법학회
  5. 이광후, "화주의 운송인 등에 대한 배상청구- 대법원 2007.4.27. 선고, 2007다4943 판결과 관련하여 -", 인권과 정의, (377), pp.216~231 (2008), 대한변호사협회
  6. 전현정, "운송인과 운송주선인의 구분", 대법원판례해설, (67) (2008), 법원도서관
  7. 박광서, "Incoterms^® 2010의 주요 내용 및 실무상 문제점에 관한 연구", 국제상학, 26(1), pp.5~27 (2011), 한국국제상학회
  8. 전순환, "Incoterms 2010의 주요 개정내용에 관한 연구", 무역연구, 6(4), pp.567~603 (2010), 한국무역연구원
  9. 최석범, "Incoterms 2010의 당사자별 주요 개정내용과 시사점", 국제상학, 25(4), pp.89~110 (2010), 한국국제상학회
  10. A.G. Guest, "Benjamin’s Sale of Goods" (1997), Sweet & Maxwell
  11. Clive M. Schmitthoff, "Schmitthoff's Export Trade : The Law and Practice of International Trade" (2010), Thomson Reuters
  12. David M. Sassoon, "C.I.F. AND F.O.B. CONTRACTS" (1995), Sweet and Maxwell
  13. Incoterms® 2010, "ICC", ICC Services Publications, ~, pp.ICC Publication No. 715E (2010)
  14. Michael Bridge, "The International Sale of Goods Law and Practice" (2007), Oxford Uni. Press
  15. Roberto Bergami, "The Link Between Incoterms 2000 and Letter of Credit Documentation Requirement and Payment Risk", Journal of business Systems, Governance and Ethics, 1(4) (2000)
  16. UNIDROIT PRINCIPLES OF INTERNATIONAL COMMERCIAL CONTRACTS, "published by International Institute for the Unification of Private Law(UNIDROIT)", ~ (2010)

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